Two Roads Shared Trust - Exchange Traded Product (AFIF) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2018 to Q4 2025

Type / Class
Equity / Exchange Traded Product
Symbol
AFIF
Shares outstanding
15,297,203
Price per share
$9.45
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
18,535,307
Total reported value
$174,425,785
% of total 13F portfolios
0%
Share change
+2,003,824
Value change
+$18,853,973
Number of holders
37
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Two Roads Shared Trust - Exchange Traded Product (AFIF) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FOUNDATIONS INVESTMENT ADVISORS, LLC 6.4% -16% $9,193,007 -$1,756,493 979,021 -16% FOUNDATIONS INVESTMENT ADVISORS, LLC 30 Sep 2025

As of 31 Dec 2025, 37 institutional investors reported holding 18,535,307 shares of Two Roads Shared Trust - Exchange Traded Product (AFIF). This represents 121% of the company’s total 15,297,203 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Two Roads Shared Trust - Exchange Traded Product (AFIF) together control 121% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Wealth Enhancement Trust Services, Inc. 38% 5,795,540 0% 6.9% $54,536,031
Drake & Associates, LLC 22% 3,328,192 +8% 6.2% $31,318,291
AdvisorNet Financial, Inc 15% 2,300,059 +10% 1.2% $21,643,559
Darwin Wealth Management, LLC 8.4% 1,278,866 +1.8% 3.7% $12,034,130
AXXCESS WEALTH MANAGEMENT, LLC 8.2% 1,254,687 0.21% $11,806,603
FOUNDATIONS INVESTMENT ADVISORS, LLC 6.4% 981,680 +0.27% 0.12% $9,237,612
Mariner, LLC 5.5% 837,037 -22% 0.01% $7,876,517
USAdvisors Wealth Management, LLC 2.7% 408,197 1.3% $3,841,000
MML INVESTORS SERVICES, LLC 2.3% 349,707 +11% 0.01% $3,290,742
ENVESTNET ASSET MANAGEMENT INC 2.2% 338,726 +8.4% 0% $3,187,411
Sonoma Allocations LLC 1.9% 287,243 -35% 0.9% $2,711,574
J.M. Arbour, LLC 1.8% 274,490 0% 2.6% $2,582,951
RDA Financial Network 1.5% 225,339 0.51% $2,120,440
XY Planning Network, Inc. 1.4% 220,753 -15% 0.36% $2,077,286
Cambridge Investment Research Advisors, Inc. 1.2% 189,112 0% $1,780,000
9823 Capital, L.P. 0.98% 150,247 0% 0.97% $1,413,824
LPL Financial LLC 0.45% 69,166 -50% 0% $650,852
Private Advisor Group, LLC 0.41% 62,927 0% $592,140
SILVER OAK SECURITIES, INCORPORATED 0.23% 35,079 0.02% $330,444
JANE STREET GROUP, LLC 0.18% 26,789 -29% 0% $252,084
Bell Bank 0.17% 25,387 0.01% $238,892
TCFG WEALTH MANAGEMENT, LLC 0.14% 22,072 0.08% $207,698
COMMONWEALTH EQUITY SERVICES, LLC 0.12% 18,610 0% $175,120
Avior Wealth Management, LLC 0.12% 18,432 -0.29% 0.01% $172,607
Encompass More Asset Management 0.08% 12,109 0% 0.02% $113,946

Institutional Holders of Two Roads Shared Trust - Exchange Traded Product (AFIF) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 18,535,307 $174,425,785 +$18,853,973 $9.41 37
2025 Q3 17,919,713 $168,429,012 +$33,663,413 $9.39 24
2025 Q2 13,913,807 $129,591,452 -$6,100,134 $9.31 26
2025 Q1 14,569,526 $134,103,689 +$34,260,335 $9.21 27
2024 Q4 10,849,743 $99,273,574 -$3,173,804 $9.15 27
2024 Q3 11,195,914 $103,224,713 +$1,375,855 $9.22 21
2024 Q2 11,070,111 $100,792,072 -$3,232,214 $9.10 21
2024 Q1 11,425,348 $103,968,846 +$2,910,963 $9.10 21
2023 Q4 11,123,403 $100,641,254 -$4,454,062 $9.04 21
2023 Q3 11,621,505 $103,430,991 -$2,475,424 $8.90 23
2023 Q2 11,899,801 $104,750,149 -$4,710,287 $8.80 19
2023 Q1 12,435,083 $109,259,422 -$2,839,984 $8.78 18
2022 Q4 12,761,021 $111,807,415 -$4,305,405 $8.75 22
2022 Q3 13,257,271 $114,503,000 -$99,798 $8.64 15
2022 Q2 13,260,231 $117,543,000 -$4,934,973 $8.86 12
2022 Q1 13,780,366 $127,192,000 +$1,018,333 $9.23 13
2021 Q4 13,669,719 $130,621,000 -$4,019,437 $9.57 14
2021 Q3 6,038,759 $58,127,000 +$3,124,131 $9.63 14
2021 Q2 5,678,695 $55,220,000 +$3,152,963 $9.72 12
2021 Q1 5,373,739 $52,203,000 +$12,290,235 $9.71 12
2020 Q4 4,102,922 $40,122,000 +$11,092,114 $9.78 10
2020 Q3 2,968,937 $29,083,000 -$581,837 $9.81 14
2020 Q2 3,027,930 $29,785,411 +$10,551,198 $9.82 14
2020 Q1 1,952,057 $18,941,644 +$530,364 $9.69 19
2019 Q4 1,896,616 $18,432,597 +$1,732,815 $9.70 17
2019 Q3 1,108,664 $10,830,770 -$2,618,253 $9.74 14
2019 Q2 1,376,530 $13,580,007 +$1,523,069 $9.86 18
2019 Q1 3,837,708 $38,322,021 -$5,520,473 $9.98 19
2018 Q4 3,907,915 $39,083,797 +$16,071,811 $9.91 20
2018 Q3 1,936,497 $19,403,978 +$19,403,978 $10.02 5