Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer - September (USEP) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2019 to Q4 2025

Type / Class
Equity / Innovator U.S. Equity Ultra Buffer - September
Symbol
USEP
Shares outstanding
5,934,994
Price per share
$39.61
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
4,592,780
Total reported value
$180,767,060
% of total 13F portfolios
0%
Share change
-120,775
Value change
-$4,712,374
Number of holders
79
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer - September (USEP) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Brookstone Capital Management 27% +2560% $61,134,923 +$59,387,871 1,589,985 +3399% Brookstone Capital Management, LLC 30 Sep 2025

As of 31 Dec 2025, 79 institutional investors reported holding 4,592,780 shares of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer - September (USEP). This represents 77% of the company’s total 5,934,994 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer - September (USEP) together control 70% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Brookstone Capital Management 27% 1,618,090 +1.8% 0.73% $63,640,774
Kellett Wealth Advisors, LLC 9.9% 589,233 -2% 13% $23,175,005
Sovran Advisors, LLC 9% 535,298 -14% 1.8% $21,176,389
SIGNATUREFD, LLC 3.3% 194,350 0% 0.12% $7,643,941
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 2.4% 139,967 -7.2% 0.33% $5,505,014
Kestra Advisory Services, LLC 1.8% 106,047 -0.82% 0.02% $4,170,913
OSAIC HOLDINGS, INC. 1.6% 97,704 +0.35% 0.01% $3,842,673
KFG WEALTH MANAGEMENT, LLC 1.6% 94,896 -4.1% 0.5% $3,732,331
COMMONWEALTH EQUITY SERVICES, LLC 1.6% 93,684 +2.3% 0% $3,684,680
Spire Wealth Management 1.4% 80,628 -5.5% 0.11% $3,171,104
CENTRAL VALLEY ADVISORS, LLC 1.2% 72,551 0% 0.85% $2,853,488
Cetera Investment Advisers 1.1% 67,554 +3.4% 0% $2,656,953
ENVESTNET ASSET MANAGEMENT INC 0.87% 51,825 -8.1% 0% $2,038,319
TRUIST FINANCIAL CORP 0.83% 49,472 -4.1% 0% $1,945,760
MML INVESTORS SERVICES, LLC 0.67% 39,889 +0.78% 0% $1,568,877
Advisory Services Network, LLC 0.62% 36,621 -0.33% 0.02% $1,440,333
Cambridge Investment Research Advisors, Inc. 0.56% 33,370 +32% 0% $1,312,000
Berger Financial Group, Inc 0.56% 33,174 0% 0.08% $1,304,760
Arete Wealth Advisors, LLC 0.55% 32,466 -0.41% 0.08% $1,278,000
Sageworth Trust Co 0.54% 31,935 0% 0.05% $1,256,029
Legacy Advisors, LLC 0.54% 31,935 0.14% $1,256,029
SageView Advisory Group, LLC 0.51% 30,227 0% 0.04% $1,188,853
Strategic Blueprint, LLC 0.5% 29,428 -1.1% 0.07% $1,157,427
HighTower Advisors, LLC 0.44% 25,999 0% 0% $1,022,561
FIDUCIARY FINANCIAL GROUP, LLC 0.41% 24,257 0% 0.13% $954,047

Institutional Holders of Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer - September (USEP) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,592,780 $180,767,060 -$4,712,374 $39.33 79
2025 Q3 4,706,322 $182,122,074 +$76,085,731 $38.67 76
2025 Q2 2,756,176 $101,680,183 -$3,504,132 $36.86 68
2025 Q1 2,853,379 $97,565,394 -$41,059,019 $34.41 66
2024 Q4 4,045,040 $142,328,473 +$23,365,916 $35.20 76
2024 Q3 2,815,637 $97,813,328 +$54,463,087 $34.74 68
2024 Q2 1,192,212 $40,224,056 +$1,815,591 $33.78 61
2024 Q1 1,160,447 $38,239,287 -$35,496,106 $32.95 55
2023 Q4 2,210,551 $69,236,202 +$6,154,200 $31.32 52
2023 Q3 1,997,618 $58,479,693 +$12,773,717 $29.27 47
2023 Q2 1,546,745 $45,321,903 -$36,993,173 $29.31 44
2023 Q1 2,858,710 $78,614,049 -$21,568,112 $27.50 46
2022 Q4 3,615,630 $95,444,797 +$37,821,126 $26.40 41
2022 Q3 2,105,850 $53,522,104 +$20,275,454 $25.41 38
2022 Q2 1,289,858 $34,137,234 +$1,313,388 $26.47 34
2022 Q1 1,220,632 $34,550,477 +$5,906,842 $28.36 34
2021 Q4 1,026,086 $29,437,402 -$568,471 $28.69 35
2021 Q3 1,016,718 $28,271,799 +$10,224,553 $27.81 29
2021 Q2 672,852 $18,905,664 -$9,416,546 $28.09 25
2021 Q1 1,022,929 $28,296,818 -$20,272,730 $27.63 33
2020 Q4 1,414,180 $38,394,724 +$6,248,327 $27.13 36
2020 Q3 1,521,956 $39,671,039 +$29,590,220 $26.01 26
2020 Q2 393,247 $10,033,000 +$7,883,929 $25.34 9
2020 Q1 82,136 $2,046,000 -$568,439 $23.49 6
2019 Q4 101,361 $2,636,000 +$1,282,699 $25.31 7
2019 Q3 50,896 $1,346,000 +$636,000 $24.83 5
2019 Q2 25,252 $710,000 $28.12 1
2019 Q1 25,252 $710,000 $28.12 1