First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2023 to Q4 2025

Type / Class
Equity / First Trust Intermediate Duration Investment Grade Corporate ETF
Symbol
FIIG
Shares outstanding
29,951,977
Price per share
$21.11
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
23,438,647
Total reported value
$496,900,972
% of total 13F portfolios
0%
Share change
+3,743,779
Value change
+$79,363,490
Number of holders
113
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 14% -9.3% $86,738,528 +$19,032,660 4,091,440 +28% First Trust Portfolios L.P. 31 Dec 2025

As of 31 Dec 2025, 113 institutional investors reported holding 23,438,647 shares of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG). This represents 78% of the company’s total 29,951,977 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) together control 68% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 15% 4,410,462 +16% 0.03% $93,501,783
MORGAN STANLEY 8.3% 2,482,466 +6.7% 0% $52,628,281
COMMONWEALTH EQUITY SERVICES, LLC 7% 2,097,756 +363% 0.06% $44,472,420
Cetera Investment Advisers 5.7% 1,704,926 +5.5% 0.04% $36,144,440
ENVESTNET ASSET MANAGEMENT INC 5% 1,493,306 +3% 0.01% $31,658,097
MANCHESTER FINANCIAL INC 3.2% 957,492 +64% 3.8% $20,298,831
TCP Asset Management, LLC 3.2% 953,224 +7% 3.4% $20,208,347
Per Stirling Capital Management, LLC. 2.5% 742,801 +3.7% 1.8% $15,747,376
Concurrent Investment Advisors, LLC 2.2% 670,866 +115% 0.16% $14,222,356
Kestra Advisory Services, LLC 1.8% 537,021 +5.2% 0.05% $11,384,835
Cambridge Investment Research Advisors, Inc. 1.6% 479,090 +8% 0.03% $10,157,000
STEPHENS INC /AR/ 1.4% 422,127 +3% 0.11% $8,949,094
&PARTNERS 1.3% 392,686 +6.1% 0.04% $8,324,940
NORTHEAST PLANNING ASSOCIATES, INC. / NH / 1.3% 385,440 +14% 5.8% $8,171,325
FIRST TRUST ADVISORS LP 1.2% 344,639 +29% 0.01% $7,306,346
HighTower Advisors, LLC 1.1% 337,155 +3.7% 0.01% $7,147,696
Owen LaRue, LLC 1.1% 323,419 -3.3% 2.6% $6,856,473
BENJAMIN EDWARDS INC 1.1% 318,846 +44% 0.07% $6,760,236
Mach-1 Financial Group, LLC 1% 314,282 1.4% $6,662,748
Csenge Advisory Group 0.76% 226,667 +4.5% 0.22% $4,805,348
ASSETMARK, INC 0.7% 209,584 -0.05% 0.01% $4,443,181
Bank of New York Mellon Corp 0.62% 185,216 -0.91% 0% $3,926,581
Janney Montgomery Scott LLC 0.61% 183,724 +4.8% 0.01% $3,895,000
Sequent Planning LLC 0.58% 173,904 -1.6% 0.94% $3,686,766
MML INVESTORS SERVICES, LLC 0.55% 164,787 +8.3% 0.01% $3,493,478

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust Intermediate Duration Investment Grade Corporate ETF (FIIG) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 23,438,647 $496,900,972 +$79,363,490 $21.20 113
2025 Q3 20,328,721 $431,494,260 +$53,910,055 $21.23 109
2025 Q2 17,946,001 $376,403,069 +$9,879,821 $20.98 109
2025 Q1 17,590,199 $364,970,088 +$36,972,789 $20.75 102
2024 Q4 15,930,197 $325,789,333 +$73,658,835 $20.45 104
2024 Q3 12,216,747 $260,930,185 +$84,411,417 $21.37 82
2024 Q2 8,336,991 $170,361,659 +$54,028,050 $20.43 67
2024 Q1 5,682,770 $116,880,106 +$78,783,377 $20.57 42
2023 Q4 1,711,676 $35,668,120 +$20,757,104 $20.92 18
2023 Q3 455,846 $8,877,587 +$8,877,587 $19.48 8