First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust United Kingdom AlphaDEX(R) Fund
Symbol
FKU
Shares outstanding
1,699,986
Price per share
$55.21
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,338,943
Total reported value
$68,245,063
% of total 13F portfolios
0%
Share change
+181,371
Value change
+$9,341,410
Number of holders
29
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 44% -5.4% $38,391,491 +$2,583,194 754,114 +7.2% First Trust Portfolios L.P. 31 Dec 2025

As of 31 Dec 2025, 29 institutional investors reported holding 1,338,943 shares of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU). This represents 79% of the company’s total 1,699,986 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) together control 79% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
FIRST TRUST ADVISORS LP 44% 754,114 +7.2% 0.03% $38,391,340
CITADEL ADVISORS LLC 7.9% 134,651 +14% 0% $6,854,975
MORGAN STANLEY 5.4% 92,195 -7.3% 0% $4,693,578
&PARTNERS 3.5% 59,172 0.02% $3,081,126
Rathbones Group PLC 3.5% 58,675 -5% 0.01% $2,987,097
SUSQUEHANNA INTERNATIONAL GROUP, LLP 2.3% 38,302 +306% 0% $1,949,924
Corient Private Wealth LLC 1.9% 31,986 0% 0% $1,628,382
Quantinno Capital Management LP 1.4% 23,276 -5.5% 0% $1,184,962
FLOW TRADERS U.S. LLC 1.4% 22,961 0.04% $1,169,000
JANE STREET GROUP, LLC 1.2% 20,026 +83% 0% $1,019,508
RAYMOND JAMES FINANCIAL INC 0.9% 15,282 +4.4% 0% $777,994
PGIM Custom Harvest LLC 0.83% 14,032 -5.8% 0.01% $714,358
Genesee Capital Advisors, LLC 0.76% 12,950 0.27% $659,274
London & Capital Asset Management Ltd 0.7% 11,835 0.01% $602,342
COTTONWOOD CAPITAL ADVISORS, LLC 0.63% 10,630 +2.7% 0.39% $541,170
GOLDMAN SACHS GROUP INC 0.48% 8,168 -3.9% 0% $415,826
Walkner Condon Financial Advisors LLC 0.32% 5,427 -3.1% 0.04% $276,284
StoneX Group Inc. 0.31% 5,331 +12% 0.01% $271,393
Transamerica Financial Advisors, LLC 0.31% 5,248 -5.6% 0.02% $267,189
Williams Jones Wealth Management, LLC. 0.29% 5,000 0% 0% $254,550
OSAIC HOLDINGS, INC. 0.19% 3,230 -1.8% 0% $164,438
Dunhill Financial, LLC 0.18% 3,089 +220% 0.04% $169,147
Evelyn Partners Investment Management Services Ltd 0.12% 2,002 0% 0.01% $101,920
NewEdge Advisors, LLC 0.04% 737 +0.27% 0% $37,520
JPMORGAN CHASE & CO 0.02% 265 0% $13,491

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund II - First Trust United Kingdom AlphaDEX(R) Fund (FKU) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,338,943 $68,245,063 +$9,341,410 $50.91 29
2025 Q3 1,157,572 $56,102,059 +$5,888,036 $48.47 25
2025 Q2 1,037,725 $48,657,329 +$230,162 $46.89 24
2025 Q1 1,049,986 $42,031,908 -$14,554,865 $40.03 22
2024 Q4 1,416,200 $53,929,569 -$1,593,896 $38.08 23
2024 Q3 1,453,296 $60,794,301 +$56,895 $41.83 20
2024 Q2 1,520,524 $57,969,220 +$2,793,683 $38.12 20
2024 Q1 1,445,887 $54,561,680 +$42,097,526 $37.76 18
2023 Q4 326,654 $11,967,068 -$2,834,965 $36.66 16
2023 Q3 406,078 $13,209,298 +$317,669 $32.51 19
2023 Q2 396,127 $13,185,605 -$3,206,442 $33.33 19
2023 Q1 447,341 $15,140,902 -$1,899,149 $33.85 18
2022 Q4 518,377 $16,414,149 -$748,752 $31.66 24
2022 Q3 437,355 $11,951,000 -$38,250,762 $26.80 19
2022 Q2 1,685,597 $53,445,000 -$743,511 $31.57 26
2022 Q1 1,686,491 $64,989,000 -$584,084 $38.53 26
2021 Q4 1,668,734 $73,663,221 +$3,362,267 $44.14 26
2021 Q3 1,594,336 $66,994,000 +$60,244,139 $42.02 22
2021 Q2 159,205 $6,987,000 -$896,118 $43.89 17
2021 Q1 183,564 $7,812,000 +$1,133,624 $41.75 15
2020 Q4 168,671 $6,313,000 -$100,091 $37.72 13
2020 Q3 158,589 $4,901,000 -$1,083,866 $30.89 9
2020 Q2 193,920 $5,674,000 +$655,725 $29.26 10
2020 Q1 171,560 $4,060,000 -$986,345 $23.61 10
2019 Q4 178,228 $7,308,000 +$3,130,225 $41.01 13
2019 Q3 101,191 $3,603,000 +$455,785 $35.61 9
2019 Q2 88,113 $3,201,000 -$2,045,225 $36.34 10
2019 Q1 144,417 $5,293,000 +$445,443 $36.61 12
2018 Q4 132,453 $4,244,000 +$2,521,046 $32.00 11
2018 Q3 50,469 $1,946,000 -$1,518,264 $38.56 11
2018 Q2 88,094 $3,560,000 -$5,382,935 $40.38 16
2018 Q1 223,111 $8,854,000 +$1,756,958 $39.65 17
2017 Q4 178,796 $7,136,000 -$9,349,474 $39.88 16
2017 Q3 413,389 $15,772,000 -$1,431,331 $38.11 15
2017 Q2 461,532 $16,651,000 +$1,921,555 $36.08 19
2017 Q1 408,172 $14,234,370 -$3,924,197 $34.85 19
2016 Q4 523,135 $17,127,000 +$1,360,166 $32.72 20
2016 Q3 480,748 $16,469,000 -$96,523,616 $34.28 21
2016 Q2 3,536,133 $117,551,000 -$15,596,464 $33.25 27
2016 Q1 3,831,207 $144,290,000 -$40,274,944 $37.67 29
2015 Q4 4,901,451 $196,749,000 -$12,408,101 $40.14 29
2015 Q3 5,210,439 $209,003,000 -$55,897,023 $40.11 27
2015 Q2 8,009,927 $348,468,453 +$241,423,977 $43.49 29
2015 Q1 2,464,435 $99,414,012 +$19,514,543 $40.42 24
2014 Q4 1,898,052 $74,614,115 -$79,739,351 $39.31 24
2014 Q3 3,960,468 $154,175,306 +$119,538,387 $38.93 23
2014 Q2 888,789 $37,522,000 +$5,609,811 $42.22 16
2014 Q1 754,894 $32,626,000 +$11,018,536 $43.22 15