Ian Appleyard - 23 Feb 2024 Form 4 Insider Report for STATE STREET CORP (STT)

Reporting relationship: EVP, CAO and Global Controller
Issuer ticker: STT
Reported as of: 23 Feb 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 27 Feb 2024, 16:59:50 UTC
Prior SEC filing: 20 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Shannon C. Stanley, Attorney-in-fact

Key filing fact

Ian Appleyard filed Form 4 for STATE STREET CORP (STT) on 27 Feb 2024.

Key facts

This page summarizes Ian Appleyard's Form 4 filing for STATE STREET CORP (STT).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 27 Feb 2024, 16:59.

Change

Previous filing in this sequence was filed on 20 Feb 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001740298 Primary reporting owner

Appleyard Ian

Relationship: EVP, CAO and Global Controller
Address: STATE STREET CORPORATION, ONE CONGRESS STREET, BOSTON
Signature: /s/ Shannon C. Stanley, Attorney-in-fact
Signature date: 27 Feb 2024

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STT transaction

Common Stock

Award

Transaction value
Shares: +1,458
Change %: +10%
Price: $0.000000^*
Shares after: 15,476
Date: 23 Feb 2024
Ownership: Direct
Footnotes: F1

STT transaction

Common Stock

Award

Transaction value
Shares: +3,276
Change %: +21%
Price: $0.000000^*
Shares after: 18,752
Date: 23 Feb 2024
Ownership: Direct
Footnotes: F2

STT transaction

Common Stock

Tax liability

Transaction value
Shares: -1,540
Change %: -8.2%
Price: $73.58^*
Shares after: 17,212
Date: 23 Feb 2024
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Footnote F2

Stock award granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Footnote F3

These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 23, 2024 pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.