Key facts
- This page summarizes Ronald P. O Hanley's Form 4 filing for STATE STREET CORP (STT).
- 13 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 20 Feb 2024, 18:44.
Ronald P. O Hanley - 15 Feb 2024 Form 4 Insider Report for STATE STREET CORP (STT)
- Reporting relationship
- Chairman, CEO and President, Director
- Issuer ticker
- STT
- Reported as of
- 15 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2024, 18:44:34 UTC
- Next SEC filing
- 22 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shannon C. Stanley, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ronald P. O Hanley filed Form 4 for STATE STREET CORP (STT) on 20 Feb 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001180495
Primary reporting owner
O HANLEY RONALD P
- Relationship
- Chairman, CEO and President, Director
- Address
- STATE STREET CORPORATION, ONE CONGRESS STREET, BOSTON
- Signature
- /s/ Shannon C. Stanley, Attorney-in-fact
- Signature date
- 20 Feb 2024
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
STT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,582
- Change %
- +1%
- Price
- $0.000000*
- Shares after
- 250,453
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
STT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,582
- Change %
- -1%
- Price
- $73.03*
- Shares after
- 247,871
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
STT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +2,516
- Change %
- +1%
- Price
- $0.000000*
- Shares after
- 250,387
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
STT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -2,516
- Change %
- -1%
- Price
- $73.03*
- Shares after
- 247,871
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F3
STT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,342
- Change %
- +0.54%
- Price
- $0.000000*
- Shares after
- 249,213
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
STT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -1,342
- Change %
- -0.54%
- Price
- $74.54*
- Shares after
- 247,871
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F4
STT
transaction
Common Stock
Award
- Transaction value
- Shares
- +63,762
- Change %
- +26%
- Price
- $0.000000*
- Shares after
- 311,633
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F5
STT
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -26,235
- Change %
- -8.4%
- Price
- $73.03*
- Shares after
- 285,398
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F6
STT
transaction
Common Stock
Tax liability
- Transaction value
- Shares
- -21,828
- Change %
- -7.6%
- Price
- $73.03*
- Shares after
- 263,570
- Date
- 15 Feb 2024
- Ownership
- Direct
- Footnotes
- F7
STT
transaction
Common Stock
Gift
- Transaction value
- Shares
- -7,000
- Change %
- -2.7%
- Price
- $0.000000*
- Shares after
- 256,570
- Date
- 16 Feb 2024
- Ownership
- Direct
STT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 83,681
- Date
- 15 Feb 2024
- Ownership
- By a Trust
- Footnotes
- F8
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
STT
transaction
Derivative
2021 Cash Settled Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -2,582
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,582
- Exercise price
- Footnotes
- F1, F9
STT
transaction
Derivative
2022 Cash Settled Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -2,516
- Change %
- -20%
- Price
- Shares after
- 10,064
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,516
- Exercise price
- Footnotes
- F1, F10
STT
transaction
Derivative
2023 Cash Settled Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -1,342
- Change %
- -11%
- Price
- Shares after
- 10,740
- Date
- 15 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,342
- Exercise price
- Footnotes
- F1, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Each Unit is the equivalent of one share of State Street Corporation common stock.
Footnote F2
Pursuant to award granted on February 26, 2021 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
Footnote F3
Pursuant to award granted on February 25, 2022 under the State Street Corporation 2017 Stock Incentive Plan, the price reflected is the closing price of Common Stock on the New York Stock Exchange occurring on the applicable vesting date.
Footnote F4
Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined as the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
Footnote F5
Settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
Footnote F6
These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 26, 2021 as part of 2020 compensation.
Footnote F7
These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Footnote F8
By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Footnote F9
Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.
Footnote F10
Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.
Footnote F11
Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.