VIKRANT BHATIA - 12 Jan 2022 Form 4 Insider Report for Forterra, Inc.

Role
Pres, Water Pipe & Products
Signature
/s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia
Issuer symbol
N/A
Transactions as of
12 Jan 2022
Net transactions value
$0
Form type
4
Filing time
14 Jan 2022, 15:18:09 UTC
Previous filing
29 Dec 2021
Next filing
15 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Restricted Stock Unit Award $0 +38,370 $0.000000 38,370 12 Jan 2022 Common Stock 38,370 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance-based restricted stock unit (PSU) represents the right to receive, at settlement, one share of Forterra, Inc. common stock.
F2 Reflects PSUs for which the Issuer has certified performance in connection with the pending transaction under that certain Agreement and Plan of Merger dated February 19, 2021 among Quikrete Holdings, Incl, Jordan Merger Sub, Inc. and the Issuer. Such PSUs remain subject to time-based vesting requirements.