VIKRANT BHATIA - 27 Dec 2021 Form 4 Insider Report for Forterra, Inc.

Role
Pres, Water Pipe & Products
Signature
/s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia
Issuer symbol
N/A
Transactions as of
27 Dec 2021
Net transactions value
+$732,269
Form type
4
Filing time
29 Dec 2021, 15:56:05 UTC
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRTA Common Stock Options Exercise $344,441 +81,236 +73% $4.24* 192,871 27 Dec 2021 Direct
transaction FRTA Common Stock Options Exercise $387,828 +53,200 +28% $7.29 246,071 27 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Stock Option (Right to Buy) Options Exercise $0 -81,236 -67% $0.000000 40,618 27 Dec 2021 Common Stock 81,236 $4.24 Direct F1
transaction FRTA Stock Option (Right to Buy) Options Exercise $0 -53,200 -49% $0.000000 55,891 27 Dec 2021 Common Stock 53,200 $7.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of stock options vesting in equal 1/3 installments March 14 of 2020, 2021 and 2022.
F2 Grant of stock options vesting in equal annual installments on March 1 of each of the years 2019 through 2021.