Peter E. Shumlin - 04 Feb 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role: Director
Signature: Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Issuer symbol: SMG
Transactions as of: 04 Feb 2022
Net transactions value: +$28,833
Form type: 4
Filing time: 08 Feb 2022, 15:59:51 UTC
Previous filing: 02 Feb 2022
Next filing: 14 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMG	Common Shares	Options Exercise	$0	+214	+2.4%	$0.000000	9,094	04 Feb 2022	Direct	F1
transaction	SMG	Common Shares	Award	$0	+1,581	+17%	$0.000000	10,675	04 Feb 2022	Direct
transaction	SMG	Common Shares	Award	$28,833	+217	+2%	$132.87	10,892	04 Feb 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMG	Dividend Equivalent Rights	Options Exercise	$0	-214	-59%	$0.000000	150	04 Feb 2022	Common Shares	214		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2	The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.
F3	On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.