Peter E. Shumlin - 31 Jan 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin
Issuer symbol
SMG
Transactions as of
31 Jan 2022
Net transactions value
$0
Form type
4
Filing time
02 Feb 2022, 16:23:29 UTC
Previous filing
14 Dec 2021
Next filing
08 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise $0 +221 +2.6% $0.000000 8,880 31 Jan 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -221 -38% $0.000000 364 31 Jan 2022 Common Shares 221 Direct F1, F2, F3, F4, F5, F6, F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
F2 On February 2, 2018, the reporting person was granted 277 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F3 On April 1, 2018, the reporting person was granted 301 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F4 On July 1, 2018, the reporting person was granted 300 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F5 On October 1, 2018, the reporting person was granted 317 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F6 On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F7 On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F8 On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.
F9 On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on January 31, 2022.