| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| WEIGAND DAVID E | SVP, Chief Financial Officer | 980 ROCK AVENUE, SAN JOSE | /s/ David E. Weigand | 02 Jul 2025 | 0001777404 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +9,380 | +11% | 97,979 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $205,603 | -4,356 | -4.4% | $47.20 | 93,623 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +5,120 | +5.5% | 98,743 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $122,720 | -2,600 | -2.6% | $47.20 | 96,143 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,080 | +1.1% | 97,223 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $25,913 | -549 | -0.56% | $47.20 | 96,674 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +2,991 | +3.1% | 99,665 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $71,697 | -1,519 | -1.5% | $47.20 | 98,146 | 01 Jul 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -9,380 | -50% | $0.000000 | 9,380 | 01 Jul 2025 | Common Stock | 9,380 | Direct | F1, F2, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -5,120 | -33% | $0.000000 | 10,220 | 01 Jul 2025 | Common Stock | 5,120 | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,080 | -33% | $0.000000 | 2,160 | 01 Jul 2025 | Common Stock | 1,080 | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2,991 | -25% | $0.000000 | 8,973 | 01 Jul 2025 | Common Stock | 2,991 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |