Stephen Webster - 23 May 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Financial Officer
Signature
/s/ Megan E. Glise under Power of Attorney for Stephen Webster
Issuer symbol
LXFR
Transactions as of
23 May 2022
Net transactions value
-$51,580
Form type
4
Filing time
25 May 2022, 17:35:24 UTC
Previous filing
15 Mar 2022
Next filing
20 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +2,000 +19% 12,698 23 May 2022 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +186 +1.5% 12,884 23 May 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +1,500 +12% 14,384 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +109 +0.76% 14,493 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +1,500 +10% 15,993 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +66 +0.41% 16,059 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +800 +5% 16,859 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +19 +0.11% 16,878 23 May 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +167 +0.99% 17,045 23 May 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability $51,580 -3,240 -19% $15.92 13,805 23 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -2,000 -100% 0 23 May 2022 Ordinary Shares 2,000 Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -186 -100% 0 23 May 2022 Ordinary Shares 186 Direct F5
transaction LXFR Stock Options (Right to Buy) Options Exercise -1,500 -67% 750 23 May 2022 Ordinary Shares 1,500 Direct F3, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -109 -57% 83 23 May 2022 Ordinary Shares 109 Direct F7
transaction LXFR Stock Options (Right to Buy) Options Exercise -1,500 -50% 1,500 23 May 2022 Ordinary Shares 1,500 Direct F3, F8
transaction LXFR Dividend Equivalent Rights Options Exercise -66 -37% 113 23 May 2022 Ordinary Shares 66 Direct F7
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -25% 2,400 23 May 2022 Ordinary Shares 800 Direct F3, F9
transaction LXFR Dividend Equivalent Rights Options Exercise -19 -19% 80 23 May 2022 Ordinary Shares 19 Direct F7
transaction LXFR Dividend Equivalent Rights Options Exercise -167 -100% 0 23 May 2022 Ordinary Shares 167 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2 Includes 107 shares acquired pursuant to the Luxfer Share Incentive Plan and 147 additional shares acquired from dividend reinvestment transactions.
F3 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F4 The option vested in three equal annual installments beginning on March 26, 2019. The option is fully vested.
F5 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F6 The option vests in four equal annual installments beginning on March 14, 2020.
F7 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F8 The option vests in four equal annual installments beginning on March 13, 2021.
F9 The option vests in four equal annual installments beginning on March 15, 2022.