James Lowe - 01 Apr 2019 Form 4 Insider Report for urban-gro, Inc. (UGRO)

Role
Director
Signature
/s/ James Lowe
Issuer symbol
UGRO
Transactions as of
01 Apr 2019
Net transactions value
+$1,338,837
Form type
4
Filing time
18 May 2023, 19:35:04 UTC
Next filing
15 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UGRO Common Stock Purchase $47,225 +25,000 +6.3% $1.89 423,410 18 May 2023 Direct
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Purchase $0 +17,204 +4.5% $0.000000 398,410 15 Jun 2022 Direct F1
transaction UGRO Common Stock Other $0 +107,462 +39% $0.000000 381,206 04 Jun 2021 Direct F2
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Award $0 +8,520 +3.2% $0.000000 273,744 27 May 2021 Direct F3
transaction UGRO Common Stock Conversion of derivative security $1,034,550 +137,940 +108% $7.50* 265,224 17 Feb 2021 Direct F4
transaction UGRO Common Stock Purchase $49,999 +20,833 +20% $2.40 127,284 08 Dec 2020 Direct
transaction UGRO Common Stock Purchase $207,063 +69,021 +184% $3.00 106,451 07 Dec 2020 Direct
transaction UGRO Restricted Common Stock Award ("RSA") (subject to vesting) Award $0 +14,375 +62% $0.000000 37,430 28 May 2020 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UGRO Common Stock Option Award $0 +1,667 +7.7% $0.000000 23,334 01 Apr 2019 Common Stock 1,667 $7.20 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 BOD Compensation 2022. The restricted Stock will vest on June 16, 2023.
F2 Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
F3 BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
F4 Conversion and final payment of previously reported promissory note.
F5 BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
F6 Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
F7 The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.