Andrew Mark Perlmutter - 29 Mar 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Director
Signature
/s/ Tracy Daw as Attorney-in-Fact for Andrew Mark Perlmutter
Issuer symbol
FNKO
Transactions as of
29 Mar 2024
Net transactions value
$0
Form type
4
Filing time
02 Apr 2024, 19:11:57 UTC
Previous filing
08 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +29,004 +8.6% $0.000000 365,256 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +17,915 +4.9% $0.000000 383,171 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +28,604 +7.5% $0.000000 411,775 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +12,328 +3% $0.000000 424,103 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +9,945 +2.3% $0.000000 434,048 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +2,807 +0.65% $0.000000 436,855 29 Mar 2024 Direct F1
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +30,000 +6.9% $0.000000 466,855 29 Mar 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -29,004 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 29,004 Direct F1, F3
transaction FNKO Restricted Stock Units Options Exercise $0 -17,915 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 17,915 Direct F1, F4
transaction FNKO Restricted Stock Units Options Exercise $0 -28,604 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 28,604 Direct F1, F5
transaction FNKO Restricted Stock Units Options Exercise $0 -12,328 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 12,328 Direct F1, F6
transaction FNKO Restricted Stock Units Options Exercise $0 -9,945 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 9,945 Direct F1, F7
transaction FNKO Performance Stock Units Options Exercise $0 -2,807 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 2,807 Direct F1, F8
transaction FNKO Restricted Stock Units Options Exercise $0 -30,000 -100% $0.000000* 0 29 Mar 2024 CLASS A COMMON STOCK 30,000 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F5 On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F6 On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F7 On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F8 On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.
F9 On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.