David C. Kuo - 08 Aug 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Chief Legal Officer
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
08 Aug 2023
Net transactions value
-$172,398
Form type
4
Filing time
10 Aug 2023, 07:33:19 UTC
Previous filing
26 Jul 2023
Next filing
11 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale $172,398 -14,535 -9.5% $11.86 137,878 08 Aug 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were sold in multiple transactions on August 8, 2023 at actual sale price ranging from $11.80 to $11.905 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

*** Senior Vice President and Chief Legal Officer