David C. Kuo - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Issuer symbol
AAOI
Transactions as of
22 Jul 2022
Net transactions value
-$9,740
Form type
4
Filing time
26 Jul 2022, 16:04:45 UTC
Previous filing
29 Jun 2022
Next filing
26 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $379 -208 -0.15% $1.82* 134,030 22 Jul 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $1,651 -907 -0.68% $1.82* 133,123 22 Jul 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,090 -599 -0.45% $1.82* 132,524 22 Jul 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $1,605 -882 -0.67% $1.82* 131,642 22 Jul 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $1,913 -1,051 -0.8% $1.82* 130,591 22 Jul 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $3,102 -1,048 -0.8% $2.96* 129,543 25 Jul 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.