James Cacioppo - 08 Dec 2022 Form 4 Insider Report for Jushi Holdings Inc. (JUSHF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ James Cacioppo
Issuer symbol
JUSHF
Transactions as of
08 Dec 2022
Net transactions value
+$6,750,001
Form type
4
Filing time
15 Dec 2022, 15:46:06 UTC
Previous filing
01 Feb 2023
Next filing
30 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JUSHF Warrant (right to buy) Award $1,500,001 +719,080 +2.5% $2.09* 29,114,080 08 Dec 2022 Subordinate Voting Shares 719,080 $2.09 Serpentine Capital Management II, LLC
transaction JUSHF Stock Option (right to buy) Award $5,250,000 +3,000,000 +10% $1.75 32,114,080 09 Dec 2022 Subordinate Voting Shares 3,000,000 $1.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1/3 of the total number of the shares subject to the Option vests on January 1, 2023, 1/3 vests January 1, 2024 and 1/3 vests January 1, 2025 subject to the terms of his employment agreement.