Gregory K. Stapley - 05 Feb 2022 Form 4 Insider Report for CareTrust REIT, Inc. (CTRE)

Role
Executive Chairman, Director
Signature
/s/ William M. Wagner, attorney-in-fact
Issuer symbol
CTRE
Transactions as of
05 Feb 2022
Net transactions value
-$273,516
Form type
4
Filing time
08 Feb 2022, 15:33:26 UTC
Previous filing
01 Feb 2022
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTRE Common Stock Tax liability $273,516 -13,962 -3.4% $19.59 395,463 05 Feb 2022 Direct F1
holding CTRE Common Stock 527,537 05 Feb 2022 Stapley Family Trust dated 4/25/2006 F2
holding CTRE Common Stock 14,336 05 Feb 2022 By wife as UGMA custodian for children F3
holding CTRE Common Stock 14,336 05 Feb 2022 By son
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon vesting of restricted stock granted to the Reporting Person.
F2 These shares are directly owned by the Stapley Family Trust dated 4/25/2006 and indirectly by Gregory K. Stapley as Trustee of the Trust. Gregory K. Stapley is an officer of the Issuer.
F3 These shares are directly owned by Deborah Stapley as custodian for the minor children of Gregory K. Stapley and Deborah Stapley under the California Uniform Transfers to Minors Act. Gregory K. Stapley is an officer of the Issuer. The Reporting Person disclaims beneficial ownership of the shares owned by his children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or any other purpose.