Mark C. Fuller - 12 Oct 2022 Form 3 Insider Report for Castellum, Inc. (CTM)

Role
Chief Executive Officer, Chair, Director
Signature
/s/ Mark Fuller
Issuer symbol
CTM
Transactions as of
12 Oct 2022
Net transactions value
$0
Form type
3
Filing time
12 Oct 2022, 21:10:52 UTC
Next filing
20 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTM Common Stock 25,019 12 Oct 2022 See footnote F1
holding CTM Common Stock 50,000 12 Oct 2022 See footnote F2
holding CTM Common Stock 25,000 12 Oct 2022 Katherine Fuller, daughter
holding CTM Common Stock 25,000 12 Oct 2022 Michael Fuller, son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTM Series B Preferred Stock 12 Oct 2022 Common Stock 7,522,500 See footnote F1, F3
holding CTM Warrants 12 Oct 2022 Common Stock 65,000 $1.60 Direct F4
holding CTM Warrants 12 Oct 2022 Common Stock 160,000 $3.40 Direct F4
holding CTM Warrants 12 Oct 2022 Common Stock 725,425 $2.00 Direct F4
holding CTM Warrants 12 Oct 2022 Common Stock 85,000 $4.00 Direct F4
holding CTM Warrants 12 Oct 2022 Common Stock 180,509 $3.80 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by The Mark Chapppelle Fuller Revocable Trust, Mark Fuller, Trustee.
F2 Held by Janice Lynee Dudley Revocable Trust, Janice Lynn Dudley, TTEE, Spouse.
F3 1,504,500 shares of the Series B Preferred Stock will be converted into 7,522,500 shares of Common Stock, concurrently with the Company's offering.
F4 Mr. Fuller was granted a total of 1,215,934 warrants that are exercisable into 1,215,934 shares of Common Stock.