Thomas J. Fallon - 06 Aug 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Fallon Thomas J
Issuer symbol
HTGC
Transactions as of
06 Aug 2024
Net transactions value
+$104,885
Form type
4
Filing time
08 Aug 2024, 18:49:00 UTC
Previous filing
24 Jun 2024
Next filing
09 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -1,158 -15% $0.000000 6,789 06 Aug 2024 Direct F1
transaction HTGC Common Stock Award $0 +1,158 +1.4% $0.000000 86,677 06 Aug 2024 By Trust F1
transaction HTGC Common Stock Purchase $104,885 +5,723 +6.6% $18.33 92,400 06 Aug 2024 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F3 Average purchase price. Shares purchased at prices between $18.3269 and $18.3280.
F4 Held by the Fallon Family Revocable Trust