Sam Guzman - 11 Aug 2023 Form 4 Insider Report for BEACON ROOFING SUPPLY INC

Role
VP & CAO
Signature
/s/ Samuel M. Guzman, Jr.
Issuer symbol
N/A
Transactions as of
11 Aug 2023
Net transactions value
-$121,718
Form type
4
Filing time
15 Aug 2023, 16:41:09 UTC
Previous filing
18 Jul 2023
Next filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BECN Common Stock, $0.01 par value Options Exercise $0 +4,928 +3042% $0.000000 5,090 11 Aug 2023 Direct
transaction BECN Common Stock, $0.01 par value Tax liability $121,718 -1,484 -29% $82.02 3,606 11 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BECN Restricted Stock Units (RSUs) Options Exercise $0 -4,928 -100% $0.000000* 0 11 Aug 2023 Common Stock, $0.01 par value 4,928 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
F2 On August 11, 2020, the reporting individual was granted restricted stock units, which vested and settled on the third anniversary of the grant date.