Thomas J. Fallon - 01 Aug 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
Issuer symbol
HTGC
Transactions as of
01 Aug 2022
Net transactions value
+$69,996
Form type
4
Filing time
01 Aug 2022, 16:43:31 UTC
Previous filing
26 May 2022
Next filing
18 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Disposed to Issuer $0 -230 -3.1% $0.000000 7,231 01 Aug 2022 Direct F1
transaction HTGC Common Stock Award $69,996 +4,339 +60% $16.13 11,570 01 Aug 2022 Direct F2
transaction HTGC Common Stock Award $0 +230 +0.37% $0.000000 61,834 01 Aug 2022 By Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 230 shares previously reported as directly owned are now being reported as indirectly owned.
F2 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F3 Held by the Fallon Family Revocable Trust