Jun Ye - 07 Jan 2025 Form 4 Insider Report for Cepton, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Jun Ye
Issuer symbol
N/A
Transactions as of
07 Jan 2025
Net transactions value
-$8,215,673
Form type
4
Filing time
07 Jan 2025, 17:27:16 UTC
Previous filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Disposed to Issuer $6,599,461 -2,081,849 -100% $3.17 0 07 Jan 2025 Direct F1
transaction CPTN Common Stock Disposed to Issuer $776,406 -244,923 -100% $3.17 0 07 Jan 2025 See footnote. F1, F2
transaction CPTN Common Stock Disposed to Issuer $776,406 -244,923 -100% $3.17 0 07 Jan 2025 See footnote. F1, F3
transaction CPTN Common Stock Disposed to Issuer $63,400 -20,000 -100% $3.17 0 07 Jan 2025 See footnote. F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jun Ye is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of July 29, 2024 (the "Merger Agreement"), entered into by and among the Issuer, KOITO MANUFACTURING CO., LTD. ("Parent") and Project Camaro Merger Sub, Inc. ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") on January 7, 2025 (the "Effective Time"). At the Effective Time, each share of Common Stock that was outstanding as of immediately prior to the Effective Time (other than certain exceptions) was automatically cancelled and converted into the right to receive $3.17 in cash, without interest.
F2 The shares of Common Stock are held by the Lynnelle Lin Ye Irrevocable Trust dated December 8, 2020, of which the Reporting Person is a trustee.
F3 The shares of Common Stock are held by the Brion Qi Ye Irrevocable Trust dated December 8, 2020, of which the Reporting Person is a trustee.
F4 The shares of Common Stock are held by the Ye-Wang Family Trust, dated March 31, 2007, of which the Reporting Person is a trustee.