Michael Johnson - 08 Jun 2023 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
Director, 10%+ Owner
Signature
/s/ Charles A. Scheiwe, Attorney-in-fact for Michael Johnson
Issuer symbol
FLUX
Transactions as of
08 Jun 2023
Net transactions value
-$61,753
Form type
4
Filing time
12 Jun 2023, 19:42:30 UTC
Previous filing
01 May 2023
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Sale $26,262 -6,440 -0.15% $4.08 4,402,620 08 Jun 2023 By Esenjay Investments, LLC F1, F2, F3
transaction FLUX Common Stock Sale $14,741 -3,560 -0.08% $4.14 4,399,060 09 Jun 2023 By Esenjay Investments, LLC F1, F2, F4
transaction FLUX Common Stock Sale $20,750 -5,000 -0.11% $4.15 4,394,060 12 Jun 2023 By Esenjay Investments LLC F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.
F2 These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.0601 to $4.14, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction in this footnote 3, in footnote 4, and in footnote 5 of this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.14 to $4.15, inclusive.
F5 The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share.

Remarks:

- Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022)