Robert D. Haas - 28 Nov 2021 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
28 Nov 2021
Net transactions value
$0
Form type
5
Filing time
10 Jan 2022, 15:11:25 UTC
Previous filing
01 Jun 2021
Next filing
09 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -828,068 -21% $0.000000 3,070,817 02 Dec 2020 Class A Common Stock $0.000000 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +828,068 $0.000000 250,000 02 Dec 2020 Class A Common Stock $0.000000 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -828,068 -77% $0.000000 250,000 02 Dec 2020 Class A Common Stock $0.000000 Direct F4, F7
transaction LEVI Class B Common Stock Other $0 +828,068 +37% $0.000000 3,070,817 02 Dec 2020 Class A Common Stock $0.000000 By grantor retained annuity trusts F4, F7
transaction LEVI Class B Common Stock Other $0 -592,182 -12% $0.000000 4,252,141 02 Dec 2020 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F2, F7
transaction LEVI Class B Common Stock Other $0 +592,182 $0.000000* 0 02 Dec 2020 Class A Common Stock $0.000000 By spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 -592,182 -100% $0.000000* 0 02 Dec 2020 Class A Common Stock $0.000000 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +592,182 +16% $0.000000 4,252,141 02 Dec 2020 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F5, F7
transaction LEVI Class B Common Stock Other $0 -618,862 -17% $0.000000 3,070,817 29 Mar 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +618,862 $0.000000 250,000 29 Mar 2021 Class A Common Stock $0.000000 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -193,862 -44% $0.000000 250,000 29 Mar 2021 Class A Common Stock $0.000000 Direct F4, F7
transaction LEVI Class B Common Stock Other $0 +193,862 +6.7% $0.000000 3,070,817 29 Mar 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts F4, F7
transaction LEVI Class B Common Stock Other $0 -624,277 -13% $0.000000 4,252,141 29 Mar 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F2, F7
transaction LEVI Class B Common Stock Other $0 +624,277 $0.000000* 0 29 Mar 2021 Class A Common Stock $0.000000 To spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 -624,277 -100% $0.000000* 0 29 Mar 2021 Class A Common Stock $0.000000 By spouse F5, F6, F7
transaction LEVI Class B Common Stock Other $0 +624,277 +17% $0.000000 4,252,141 29 Mar 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F5, F7
transaction LEVI Class B Common Stock Other $0 -426,661 -12% $0.000000 3,070,817 02 Jun 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +426,661 $0.000000 250,000 02 Jun 2021 Class A Common Stock $0.000000 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -28,720 -10% $0.000000 250,000 02 Jun 2021 Class A Common Stock $0.000000 Direct F3, F7
transaction LEVI Class B Common Stock Other $0 +28,720 $0.000000* 0 02 Jun 2021 Class A Common Stock $0.000000 By spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 -305,123 -6.7% $0.000000 4,252,141 02 Jun 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F2, F7
transaction LEVI Class B Common Stock Other $0 +305,123 $0.000000* 0 02 Jun 2021 Class A Common Stock $0.000000 By spouse F2, F6, F7
transaction LEVI Class B Common Stock Other $0 -123,880 -33% $0.000000 250,000 02 Jun 2021 Class A Common Stock $0.000000 Direct F3, F7
transaction LEVI Class B Common Stock Other $0 +123,880 $0.000000* 0 02 Jun 2021 Class A Common Stock $0.000000 By spouse F3, F6, F7
transaction LEVI Class B Common Stock Other $0 -464,594 -13% $0.000000 3,070,817 30 Sep 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts F1, F7
transaction LEVI Class B Common Stock Other $0 +464,594 $0.000000 250,000 30 Sep 2021 Class A Common Stock $0.000000 Direct F1, F7
transaction LEVI Class B Common Stock Other $0 -488,655 -66% $0.000000 250,000 30 Sep 2021 Class A Common Stock $0.000000 Direct F4, F7
transaction LEVI Class B Common Stock Other $0 +488,665 +19% $0.000000 3,070,817 30 Sep 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts F4, F7
transaction LEVI Class B Common Stock Other $0 -630,057 -13% $0.000000 4,252,141 29 Sep 2021 Class A Common Stock $0.000000 By grantor retained annuity trusts of spouse F2, F7
transaction LEVI Class B Common Stock Other $0 +630,057 $0.000000* 0 29 Sep 2021 Class A Common Stock $0.000000 By spouse F2, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
F3 On the Transaction Date, the reporting person distributed shares of Class B Common Stock to his spouse. Mr. Haas disclaims beneficial ownership of these shares.
F4 On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
F5 On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
F6 Mr. Haas disclaims beneficial ownership of these shares.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.