Max Hooper - 28 Dec 2018 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co

Role
Director
Signature
/s/ Max Hooper
Issuer symbol
WINR on OTC
Transactions as of
28 Dec 2018
Net transactions value
$0
Form type
4
Filing time
28 Sep 2021, 12:51:37 UTC
Next filing
26 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WINR Common Stock Award $0 +625 $0.000000 625 28 Dec 2018 Direct F1
transaction WINR Common Stock Gift $0 -625 -100% $0.000000* 0 28 Dec 2018 Direct F2
transaction WINR Common Stock Award $0 +625 $0.000000 625 28 Dec 2018 Direct F1
transaction WINR Common Stock Award $0 +2,500 +400% $0.000000 3,125 30 Jun 2020 Direct F1
transaction WINR Common Stock Award $0 +5,000 +160% $0.000000 8,125 01 Sep 2021 Direct F1
transaction WINR Common Stock Other $0 +1,813 $0.000000 1,813 28 Dec 2018 See footnote F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Warrant (right to buy) Other +1,250 1,250 28 Dec 2018 Common Stock 1,250 $92.00 See footnote F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors.
F2 Bonafide gift of securities by the reporting person.
F3 On December 28, 2018, Merging Traffic, Inc. ("Merging Traffic") purchased issuer units at a purchase price of $10.00 per unit. Each unit consisted of one share of the issuer's common stock, one right and one warrant. Each warrant entitles the holder to purchase one share of the issuer's common stock at an exercise price of $92.00 per share. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.
F4 Securities are held by Merging Traffic. The reporting person is Chief Executive Officer, Managing Director and an 18% stockholder of Merging Traffic. The reporting person has voting and dispositive control over these securities.

Remarks:

The share information in this Form 4 has been adjusted to give effect to the 1-for-8 reverse stock split of the issuer's common stock that was effective on November 20, 2020.