Jane A. Harness - 01 Sep 2017 Form 4 Insider Report for Innovation Pharmaceuticals Inc.

Role
Vice President
Signature
/s/ Jane A. Harness
Issuer symbol
IPIX on OTC
Transactions as of
01 Sep 2017
Net transactions value
$0
Form type
4
Filing time
28 Sep 2022, 12:06:10 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IPIX Class A Common Stock Tax liability $0 -1,000 -0.67% $0.000000 149,235 01 Sep 2017 Direct F1
transaction IPIX Class A Common Stock Award $0 +58,394 +39% $0.000000 207,629 01 Sep 2019 Direct F2
transaction IPIX Class A Common Stock Tax liability $0 -21,606 -10% $0.000000 186,023 11 Sep 2020 Direct F1
transaction IPIX Class A Common Stock Award $0 +58,394 +31% $0.000000 244,417 11 Sep 2020 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IPIX Stock Option Award $0 +172,987 $0.000000 172,987 01 Sep 2019 Class A Common Stock 172,987 $0.1300 Direct F3
transaction IPIX Stock Option Award $0 +172,987 $0.000000 172,987 11 Sep 2020 Class A Common Stock 172,987 $0.2200 Direct F3
transaction IPIX Stock Option Award $0 +500,000 $0.000000 500,000 10 Oct 2021 Class A Common Stock 500,000 $0.2400 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock awards that vested.
F2 Represents restricted stock vesting in three equal annual installments commencing on the first anniversary of the grant date.
F3 The stock option vests in three equal annual installments commencing on the first anniversary of the grant date.