Leo Ehrlich - 23 Feb 2020 Form 4 Insider Report for Innovation Pharmaceuticals Inc.

Role
CEO and Chairman, Director
Signature
/s/ Leo Ehrlich
Issuer symbol
IPIX on OTC
Transactions as of
23 Feb 2020
Net transactions value
-$328,176
Form type
4
Filing time
28 Sep 2022, 12:03:31 UTC
Next filing
04 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IPIX Class A Common Stock Award $0 +500,000 +6.8% $0.000000 7,835,002 23 Feb 2020 Direct
transaction IPIX Class A Common Stock Tax liability $1,614,010 -7,835,002 -100% $0.2060* 0 28 Dec 2020 Direct
holding IPIX Class A Common Stock 2,752,310 23 Feb 2020 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IPIX Stock Option Award $0 +500,000 $0.000000 500,000 23 Feb 2020 Class A Common Stock 500,000 $0.1000 Direct
transaction IPIX Stock Option Options Exercise $0 -2,200,000 -14% $0.000000 13,981,820 08 Sep 2020 Class B Common Stock 2,200,000 $0.1100 Direct
transaction IPIX Class B Common Stock Options Exercise $242,000 +2,200,000 +121% $0.1100* 4,018,180 08 Sep 2020 Class A Common Stock 2,200,000 Direct F1
transaction IPIX Class B Common Stock Tax liability $90,692 -412,238 -10% $0.2200* 3,605,942 08 Sep 2020 Class A Common Stock 412,238 Direct F1
transaction IPIX Stock Option Options Exercise $0 -909,090 -6.5% $0.000000 13,072,730 02 Oct 2020 Class B Common Stock 909,090 $0.1100 Direct
transaction IPIX Class B Common Stock Options Exercise $100,000 +909,090 +25% $0.1100* 4,515,032 02 Oct 2020 Class A Common Stock 909,090 Direct F1
transaction IPIX Class B Common Stock Tax liability $39,841 -181,096 -4% $0.2200* 4,333,936 02 Oct 2020 Class A Common Stock 181,096 Direct F1
transaction IPIX Stock Option Options Exercise $0 -13,072,730 -100% $0.000000* 0 28 Dec 2020 Class B Common Stock 13,072,703 $0.1100 Direct
transaction IPIX Class B Common Stock Options Exercise $1,438,000 +13,072,730 +302% $0.1100* 17,406,666 28 Dec 2020 Class A Common Stock 13,072,730 Direct F1
transaction IPIX Class B Common Stock Tax liability $363,632 -1,765,203 -10% $0.2060* 15,641,463 28 Dec 2020 Class A Common Stock 1,765,203 Direct F1
transaction IPIX Stock Option Award $0 +1,000,000 $0.000000 1,000,000 10 Oct 2021 Class A Common Stock 1,000,000 $0.2400 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis, and has no expiration date.