Eric West - 19 May 2025 Form 3 Insider Report for Aqua Metals, Inc. (AQMS)

Role
Chief Financial Officer
Signature
/s/ Eric West
Issuer symbol
AQMS
Transactions as of
19 May 2025
Net transactions value
$0
Form type
3
Filing time
28 May 2025, 16:29:24 UTC
Next filing
21 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
West Eric Chief Financial Officer 5370 KIETZKE LN, SUITE 201, RENO /s/ Eric West 29 May 2025 0002070093

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AQMS Common Stock 100,625 19 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQMS Non-Redeemable Common Stock Purchase Warrant 19 May 2025 Common Stock 625 $7.80 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 100,000 shares underlying restricted stock units ("RSUs") issued as a new hire grant on 5/19/2025, that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. RSUs will also have a vesting requirement subject to the approval of sufficient additional shares being approved and added to the 2019 Plan at the 2025 Annual Shareholders Meeting. Each RSU shall entitle its holder to receive one Common Stock of the issuer.