DANIEL B. STEADMAN - 18 Sep 2024 Form 4 Insider Report for HENNESSY ADVISORS INC (HNNA)

Role
Executive VP, Advisory Committee Member
Signature
/s/ Teresa M. Nilsen, Attorney-in-Fact for Daniel B. Steadman
Issuer symbol
HNNA
Transactions as of
18 Sep 2024
Net transactions value
-$28,959
Form type
4
Filing time
19 Sep 2024, 16:28:01 UTC
Previous filing
18 Dec 2023
Next filing
24 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HNNA Common Stock Award $0 +9,400 +19% $0.000000 57,928 18 Sep 2024 Direct F1
transaction HNNA Common Stock Tax liability $28,959 -2,828 -4.9% $10.24 55,100 18 Sep 2024 Direct
holding HNNA Common Stock 1,500 18 Sep 2024 By Child
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025.