Robert Renninger - 30 Jun 2025 Form 4 Insider Report for Athira Pharma, Inc. (ATHA)

Signature
/s/ Mark Worthington, Attorney-in-Fact on behalf of Robert Renninger
Issuer symbol
ATHA
Transactions as of
30 Jun 2025
Net transactions value
+$1,462
Form type
4
Filing time
02 Jul 2025, 16:32:09 UTC
Previous filing
12 Mar 2025
Next filing
29 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Renninger Robert SVP, Finance and Accounting C/O ATHIRA PHARMA, INC., 18706 NORTH CREEK PARKWAY, SUITE 104, BOTHELL /s/ Mark Worthington, Attorney-in-Fact on behalf of Robert Renninger 02 Jul 2025 0002037968

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATHA Common Stock Award $2,312 +10,000 +11% $0.2312 99,724 19 May 2025 Direct F1, F2, F3
transaction ATHA Common Stock Options Exercise $0 +12,359 +12% $0.000000 112,083 30 Jun 2025 Direct
transaction ATHA Common Stock Sale $850 -2,897 -2.6% $0.2935 109,186 01 Jul 2025 Direct F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATHA Restricted Stock Units Options Exercise $0 -12,359 -50% $0.000000 12,359 30 Jun 2025 Common Stock 12,359 Direct F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Athira Pharma, Inc. 2020 Employee Stock Purchase Plan ("ESPP"),for the ESPP Purchase Period (as defined in the ESPP) of November 18, 2024 through May 19, 2025. This transaction is exempt under Rule 16b-3(c).
F2 The Purchase Period ended March 19, 2025 and is the Purchase Period comprising the Offering Period (as defined in the ESPP) that began November 18, 2024.
F3 In accordance with the ESPP, these shares were purchased based on 85% of the closing price on May 19, 2025.
F4 Represents shares of common stock sold to cover tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSU") pursuant to mandatory "sell to cover" policies maintained by the issuer and provisions contained in the reporting person's applicable RSU agreement, and does not represent a discretionary sale by the reporting person.
F5 The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $0.2854 to $0.3031, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F6 RSUs convert into common stock on a one-for-one basis.
F7 Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.
F8 On October 1, 2024, the reporting person was granted 37,077 RSUs. One-third (1/3rd) of the RSUs vest on each of December 31, 2024, June 30, 2025 and December 31, 2025, subject to the reporting person continuing to be a Service Provider (as defined in the Issuer's 2020 Equity Incentive Plan (the "Plan")) through the applicable vesting dates.