Mark James Litton - 03 Mar 2025 Form 4 Insider Report for Athira Pharma, Inc. (ATHA)

Signature
/s/ Mark Worthington, Attorney-in-Fact for Mark James Litton
Issuer symbol
ATHA
Transactions as of
03 Mar 2025
Net transactions value
$0
Form type
4
Filing time
04 Mar 2025, 16:29:47 UTC
Previous filing
03 Jan 2025
Next filing
02 Jul 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATHA Stock Option (Right to Buy) Award $0 +333,815 $0.000000 333,815 03 Mar 2025 Common Stock 333,815 $0.3762 Direct F1
transaction ATHA Restricted Stock Units Award $0 +222,543 $0.000000 222,543 03 Mar 2025 Common Stock 222,543 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option shall be scheduled to vest monthly over a term of 48 months on the monthly anniversaries of the grant date, subject to the optionee continuing to be a Service Provider (as defined in the Issuer's 2020 Equity Incentive Plan) through the applicable vesting dates.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
F3 100% of the RSUs shall vest on the one (1) year anniversary of the grant date, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2020 Equity Incentive Plan (the "Plan")) through the vesting date.