Dan H. Arnold - 13 Feb 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role: President & CEO, Director
Signature: /s/ Gregory M. Woods, attorney-in-fact
Issuer symbol: LPLA
Transactions as of: 13 Feb 2022
Net transactions value: -$993,769
Form type: 4
Filing time: 14 Feb 2022, 15:22:10 UTC
Previous filing: 26 Aug 2021
Next filing: 01 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LPLA	Common Stock	Gift	$0	-3,571	-2%	$0.000000	177,444	16 Nov 2021	Direct	F1
transaction	LPLA	Common Stock	Tax liability	$993,769	-5,312	-3%	$187.08	172,132	13 Feb 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was a charitable gift of securities by the reporting person.
F2	Consists of (i) 147,690.94 shares of Common Stock; (ii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iii) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024.

Remarks:

The signatory is signing on behalf of Dan H. Arnold pursuant to a Power of Attorney dated March 15, 2017.