RICHARD B. HANDLER - 16 Mar 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
CEO, Director
Signature
/s/ Joanna Jia, by power of attorney
Issuer symbol
JEF
Transactions as of
16 Mar 2022
Net transactions value
$0
Form type
4
Filing time
13 Jan 2023, 20:08:48 UTC
Previous filing
01 Mar 2022
Next filing
27 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Gift $0 -609,072 -99% $0.000000 7,585 16 Mar 2022 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +609,072 $0.000000 609,072 16 Mar 2022 By Reporting Person's 2021-A Trust F1
transaction JEF Common Stock Gift $0 -7,585 -100% $0.000000* 0 16 Mar 2022 By Reporting Person's 2021 LLC F1
transaction JEF Common Stock Gift $0 +7,585 +3.1% $0.000000 255,800 16 Mar 2022 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -422,958 -69% $0.000000 186,114 16 Mar 2022 By Reporting Person's 2021-A Trust F2
transaction JEF Common Stock Gift $0 +422,958 +2.5% $0.000000 17,456,824 16 Mar 2022 Direct F2
transaction JEF Common Stock Gift $0 -619,857 -3.6% $0.000000 16,836,967 15 Dec 2022 Direct F3
transaction JEF Common Stock Gift $0 +619,857 $0.000000 619,857 15 Dec 2022 By Reporting Person's 2022 LLC F3
transaction JEF Common Stock Gift $0 -609,906 -98% $0.000000 9,951 11 Jan 2023 By Reporting Person's 2022 LLC F1
transaction JEF Common Stock Gift $0 +609,906 $0.000000 609,906 11 Jan 2023 By Reporting Person's 2022-A Trust F1
transaction JEF Common Stock Gift $0 -9,951 -100% $0.000000* 0 11 Jan 2023 By Reporting Person's 2022 LLC F1
transaction JEF Common Stock Gift $0 +9,951 +3.9% $0.000000 265,751 11 Jan 2023 By Reporting Person's 2012 Trust F1
transaction JEF Common Stock Gift $0 -413,919 -68% $0.000000 195,987 11 Jan 2023 By Reporting Person's 2022-A Trust F2
transaction JEF Common Stock Gift $0 +413,919 +2.5% $0.000000 17,250,886 11 Jan 2023 Direct F2
transaction JEF Common Stock Award $0 +284,636 +1.6% $0.000000 17,535,522 13 Jan 2023 Direct F4
holding JEF Common Stock 279,504 16 Mar 2022 By Spouse of Reporting Person's Trust
holding JEF Common Stock 117,569 16 Mar 2022 By Trustee of Profit Sharing Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.
F2 Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.
F3 Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.
F4 Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.