ERIC THOMAS SCHMIDT - 23 Mar 2022 Form 4 Insider Report for Allogene Therapeutics, Inc. (ALLO)

Signature
/s/ Veer Bhavnagri, Attorney-in-Fact for Eric Schmidt
Issuer symbol
ALLO
Transactions as of
23 Mar 2022
Net transactions value
$0
Form type
4
Filing time
25 Mar 2022, 17:49:56 UTC
Previous filing
17 Mar 2022
Next filing
17 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLO Common Stock Award $0 +237,358 +236% $0.000000 337,904 23 Mar 2022 Direct
holding ALLO Common Stock 1,152,595 23 Mar 2022 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALLO Stock Option (Right to Buy) Award $0 +368,589 $0.000000 368,589 23 Mar 2022 Common Stock 368,589 $9.69 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to the stock option shall vest on March 13, 2023, and the remaining shares shall vest in 36 equal monthly installments thereafter
F2 The securities are held in the name of the Eric Schmidt 2017 Family Irrevocable Trust.