Bryan M. Hackworth - 10 Aug 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
SVP and CFO
Signature
/s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached)
Issuer symbol
UEIC
Transactions as of
10 Aug 2023
Net transactions value
-$6,092
Form type
4
Filing time
14 Aug 2023, 18:23:20 UTC
Previous filing
15 May 2023
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UEIC Common Stock Options Exercise +724 +1.2% 62,330 10 Aug 2023 Direct F1
transaction UEIC Common Stock Tax liability $3,934 -387 -0.62% $10.16 61,943 10 Aug 2023 Direct F2, F3
transaction UEIC Common Stock Options Exercise +421 +0.68% 62,364 11 Aug 2023 Direct F1
transaction UEIC Common Stock Tax liability $2,158 -225 -0.36% $9.59 62,139 11 Aug 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Options Exercise $0 -724 -3.2% $0.000000 21,751 10 Aug 2023 Common Stock 724 Direct F1, F4
transaction UEIC Restricted Stock Units Options Exercise $0 -421 -1.9% $0.000000 21,330 11 Aug 2023 Common Stock 421 Direct F1, F4
holding UEIC Employee Stock Option (Rt. To Buy) 152,100 10 Aug 2023 Common Stock 0 Direct F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
F5 Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F6 The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
F7 This figure represents an aggregate number of stock options held by Reporting Person.