Upton Jerome T. - 01 Mar 2023 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
01 Mar 2023
Net transactions value
-$204,426
Form type
4
Filing time
03 Mar 2023, 15:24:20 UTC
Previous filing
22 Feb 2023
Next filing
27 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Award $0 +75,202 +55% $0.000000 212,267 01 Mar 2023 Direct F1
transaction GNW Class A Common Stock Tax liability $204,426 -33,240 -16% $6.15 179,027 01 Mar 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023.