Douglas J. Sharp - 31 Aug 2022 Form 4 Insider Report for Invesco Ltd. (IVZ)

Signature
/s/ Robert H. Rigsby, as Attorney-in-Fact
Issuer symbol
IVZ
Transactions as of
31 Aug 2022
Net transactions value
-$189,421
Form type
4
Filing time
01 Sep 2022, 17:44:21 UTC
Previous filing
02 Mar 2022
Next filing
02 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IVZ Common Shares Options Exercise $0 +15,104 +74% $0.000000 35,573 31 Aug 2022 Direct
transaction IVZ Common Shares Tax liability $120,033 -7,288 -20% $16.47 28,285 31 Aug 2022 Direct
transaction IVZ Common Shares Options Exercise $0 +8,731 +31% $0.000000 37,016 31 Aug 2022 Direct
transaction IVZ Common Shares Tax liability $69,388 -4,213 -11% $16.47 32,803 31 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IVZ Restricted Stock Units Options Exercise $0 -15,104 -33% $0.000000 30,208 31 Aug 2022 Common Shares 15,104 $0.000000 Direct F1, F2
transaction IVZ Restricted Stock Units Options Exercise $0 -8,731 -25% $0.000000 26,193 31 Aug 2022 Common Shares 8,731 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.
F2 The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.