FRANCIS CANO - 08 Aug 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Director
Signature
Francis R. Cano, Ph.D., by /s/ Trevor Dutcher, Attorney-in-Fact
Issuer symbol
DVAX
Transactions as of
08 Aug 2022
Net transactions value
-$183,000
Form type
4
Filing time
10 Aug 2022, 20:21:15 UTC
Previous filing
27 May 2022
Next filing
31 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Options Exercise $74,550 +15,000 +72% $4.97 35,834 08 Aug 2022 Direct
transaction DVAX Common Stock Sale $257,550 -15,000 -42% $17.17 20,834 08 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Stock Option (Right to Buy) Options Exercise -15,000 -100% 0 08 Aug 2022 Common Stock 15,000 $4.97 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $17.16 to $17.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Dynavax, or a security holder of Dynavax.
F2 These options fully-vested on May 30, 2020, upon the one-year anniversary of the grant date.
F3 Not applicable.