Brian Capone - 01 Apr 2022 Form 4 Insider Report for Embecta Corp. (EMBC)

Role
VP, CAO & Corp. Controller
Signature
/s/ John D. Martini (Attorney-in-Fact)
Issuer symbol
EMBC
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
4
Filing time
12 May 2022, 18:29:20 UTC
Previous filing
02 Jun 2021
Next filing
29 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EMBC Common Stock 3,646 01 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMBC Stock Appreciation Rights Other $0 +26,044 $0.000000 26,044 01 Apr 2022 Common Stock 26,044 $28.31 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The 3,646 TVUs were received by the reporting person when he was employed by Becton, Dickinson and Company ("BD") and were later converted to Embecta TVUs in connection with Embecta's spinoff from BD on April 1, 2022.
F2 These Stock Appreciation Rights ("SARs") were received by the reporting person when he was employed by BD and were later converted to Embecta SARs in connection with Embecta's spinoff from BD on April 1, 2022.
F3 The SARs vest in four annual installments beginning November 26, 2022.

Remarks:

The Power of Attorney dated April 5, 2022 is filed herewith.