Eric Cantor - 23 Feb 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
23 Feb 2022
Net transactions value
-$747,904
Form type
4
Filing time
24 Feb 2022, 18:24:24 UTC
Previous filing
22 Feb 2022
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +35,863 +31% 152,563 23 Feb 2022 Direct F1
transaction MC Class A Common Stock Tax liability $747,904 -15,872 -10% $47.12 136,691 23 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -4,016 -100% $0.000000* 0 23 Feb 2022 Class A Common Stock 4,016 Direct F2
transaction MC 2017 Long Term Incentive Award Options Exercise $0 -4,726 -50% $0.000000 4,729 23 Feb 2022 Class A Common Stock 4,726 Direct F2
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -6,232 -48% $0.000000 6,809 23 Feb 2022 Class A Common Stock 6,232 Direct F2
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -8,639 -30% $0.000000 19,787 23 Feb 2022 Class A Common Stock 8,639 Direct F2
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -7,403 -22% $0.000000 26,729 23 Feb 2022 Class A Common Stock 7,403 Direct F2
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -4,848 -16% $0.000000 24,586 23 Feb 2022 Class A Common Stock 4,848 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 23, 2022.