Eric Cantor - 10 Feb 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
10 Feb 2022
Net transactions value
-$72,391
Form type
4
Filing time
14 Feb 2022, 09:53:40 UTC
Previous filing
03 Dec 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +2,815 +2.4% 117,938 10 Feb 2022 Direct F1
transaction MC Class A Common Stock Tax liability $72,391 -1,238 -1% $58.47 116,700 10 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs (December) Options Exercise $0 -933 -100% $0.000000* 0 10 Feb 2022 Class A Common Stock 933 Direct F2
transaction MC 2017 Incentive RSUs (December) Options Exercise $0 -553 -48% $0.000000 605 10 Feb 2022 Class A Common Stock 553 Direct F2
transaction MC 2018 Incentive RSUs (December) Options Exercise $0 -700 -30% $0.000000 1,605 10 Feb 2022 Class A Common Stock 700 Direct F2
transaction MC 2019 Incentive RSUs (December) Options Exercise $0 -628 -22% $0.000000 2,274 10 Feb 2022 Class A Common Stock 628 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 10, 2022.