Nicholas Warner - 10 Jan 2022 Form 4 Insider Report for SentinelOne, Inc. (S)

Signature
/s/ David Bernhardt, Attorney-in-Fact
Issuer symbol
S
Transactions as of
10 Jan 2022
Net transactions value
-$2,650,084
Form type
4
Filing time
12 Jan 2022, 16:18:15 UTC
Previous filing
10 Dec 2021
Next filing
14 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Conversion of derivative security $40,203 +62,166 +5286% $0.6467* 63,342 10 Jan 2022 Direct F1, F2
transaction S Class A Common Stock Sale $787,326 -19,185 -30% $41.04 44,157 10 Jan 2022 Direct F2, F3, F4
transaction S Class A Common Stock Sale $429,893 -10,140 -23% $42.40 34,017 10 Jan 2022 Direct F2, F3, F5
transaction S Class A Common Stock Sale $230,899 -5,357 -1.8% $43.10 286,610 10 Jan 2022 Direct F2, F3, F6
transaction S Class A Common Stock Sale $150,642 -3,400 -12% $44.31 25,260 10 Jan 2022 Direct F2, F3, F7
transaction S Class A Common Stock Sale $925,000 -20,459 -81% $45.21 4,801 10 Jan 2022 Direct F2, F3, F8
transaction S Class A Common Stock Sale $166,526 -3,625 -76% $45.94 1,176 10 Jan 2022 Direct F2, F3, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction S Stock Option (Right to Buy) Options Exercise $0 -62,166 -7.2% $0.000000 797,211 10 Jan 2022 Class B Common Stock 62,166 $0.6467 Direct F10
transaction S Class B Common Stock Options Exercise $0 +62,166 $0.000000 62,166 10 Jan 2022 Class A Common Stock 62,166 Direct F11, F12
transaction S Class B Common Stock Conversion of derivative security $0 -62,166 -100% $0.000000* 0 10 Jan 2022 Class A Common Stock 62,166 Direct F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
F2 Includes 1,176 shares acquired under the Employee Stock Purchase Plan on January 5, 2022.
F3 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $41.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.76 to $42.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.76 to $43.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.76 to $44.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.79 to $45.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $46.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F10 The stock option is fully vested.
F11 Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,
F12 (continued from footnote 11) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.