Gregory S. Karawan - 01 Jan 2022 Form 3 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role: EVP and General Counsel
Signature: /s/ David F. Kurzawa, by power of attorney
Issuer symbol: GNW
Transactions as of: 01 Jan 2022
Net transactions value: $0
Form type: 3
Filing time: 04 Jan 2022, 15:33:54 UTC
Next filing: 18 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GNW	Class A Common Stock						4,807	01 Jan 2022	By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	GNW	Restricted Stock Units (RSUs)							01 Jan 2022	Class A Common Stock	1,956		Direct	F1, F2
holding	GNW	Restricted Stock Units (RSUs)							01 Jan 2022	Class A Common Stock	9,460		Direct	F2, F3
holding	GNW	Restricted Stock Units (RSUs)							01 Jan 2022	Class A Common Stock	31,278		Direct	F2, F4
holding	GNW	Restricted Stock Units (RSUs)							01 Jan 2022	Class A Common Stock	52,084		Direct	F2, F5
holding	GNW	Stock Settled SARs							01 Jan 2022	Class A Common Stock	17,700	$8.88	Direct	F6
holding	GNW	Stock Settled SARs							01 Jan 2022	Class A Common Stock	19,000	$9.06	Direct	F7
holding	GNW	Stock Settled SARs							01 Jan 2022	Class A Common Stock	20,000	$15.23	Direct	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vests and converts to Class A Common Stock on 6/6/2029.
F2	Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F3	Vests and converts to Class A Common Stock on 5/16/2022.
F4	Vests and converts to Class A Common Stock in equal installments on each of 4/7/2022 and 4/7/2023.
F5	Vests and converts to Class A Common Stock in equal installments on each of 3/25/2022, 3/25/2023 and 3/25/2024.
F6	Vested in equal annual installments on each of 2/14/2013, 2/14/2014, 2/14/2015 and 2/14/2016. The vested and unexercised portion of the SARs, if any, shall be automatically exercised if the closing price of the issuer's common stock equals or exceeds a specified "maximum share value" equal to $75.
F7	Vested in equal annual installments on each of 2/15/2014, 2/15/2015, 2/15/2016 and 2/15/2017. The vested and unexercised portion of the SARs, if any, shall be automatically exercised if the closing price of the issuer's common stock equals or exceeds a specified "maximum share value" equal to $75.
F8	Vested in equal annual installments on each of 2/20/2015, 2/20/2016, 2/20/2017 and 2/20/2018. The vested and unexercised portion of the SARs, if any, shall be automatically exercised if the closing price of the issuer's common stock equals or exceeds a specified "maximum share value" equal to $75.