PATRICK CS LO - 22 Oct 2021 Form 4 Insider Report for NETGEAR, INC. (NTGR)

Role
CEO
Signature
/s/ Andrew W. Kim, Attorney in Fact
Issuer symbol
NTGR
Transactions as of
22 Oct 2021
Net transactions value
$0
Form type
4
Filing time
25 Oct 2021, 12:13:39 UTC
Previous filing
06 Oct 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTGR Common Stock Gift $0 +22,160 +15% $0.000000 169,828 22 Oct 2021 See footnote F1
transaction NTGR Common Stock Gift $0 -22,160 -21% $0.000000 85,067 22 Oct 2021 Direct
holding NTGR Common Stock 278,468 22 Oct 2021 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NTGR Employee Stock Option (Right to Buy) 613 22 Oct 2021 Common Stock 613 $20.98 Direct F3
holding NTGR Employee Stock Option (Right to Buy) 245 22 Oct 2021 Common Stock 245 $19.69 Direct F4
holding NTGR Employee Stock Option (Right to Buy) 668 22 Oct 2021 Common Stock 668 $18.60 Direct F5
holding NTGR Employee Stock Option (Right to Buy) 725 22 Oct 2021 Common Stock 725 $19.33 Direct F6
holding NTGR Employee Stock Option (Right to Buy) 17,222 22 Oct 2021 Common Stock 17,222 $19.32 Direct F7
holding NTGR Employee Stock Option (Right to Buy) 17,222 22 Oct 2021 Common Stock 17,222 $18.58 Direct F8
holding NTGR Employee Stock Option (Right to Buy) 19,805 22 Oct 2021 Common Stock 19,805 $23.48 Direct F8
holding NTGR Employee Stock Option (Right to Buy) 115,000 22 Oct 2021 Common Stock 115,000 $25.37 Direct F9
holding NTGR Employee Stock Option (Right to Buy) 115,000 22 Oct 2021 Common Stock 115,000 $41.67 Direct F8
holding NTGR Employee Stock Option (Right to Buy) 175,200 22 Oct 2021 Common Stock 175,200 $26.61 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
F2 The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
F3 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
F4 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
F5 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
F6 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter
F7 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
F8 This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F9 This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates