Eric Cantor - 22 Jul 2021 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
22 Jul 2021
Net transactions value
-$86,430
Form type
4
Filing time
23 Jul 2021, 18:39:47 UTC
Previous filing
22 Jun 2021
Next filing
21 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +3,259 +2.9% 114,973 22 Jul 2021 Direct F1
transaction MC Class A Common Stock Tax liability $86,430 -1,525 -1.3% $56.69 113,448 22 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive RSUs (June) Options Exercise $0 -1,351 -100% $0.000000* 0 22 Jul 2021 Class A Common Stock 1,351 Direct F2
transaction MC 2017 Incentive RSUs (June) Options Exercise $0 -748 -50% $0.000000 748 22 Jul 2021 Class A Common Stock 748 Direct F2
transaction MC 2018 Incentive RSUs (June) Options Exercise $0 -452 -33% $0.000000 904 22 Jul 2021 Class A Common Stock 452 Direct F2
transaction MC 2019 Incentive RSUs (June) Options Exercise $0 -707 -25% $0.000000 2,122 22 Jul 2021 Class A Common Stock 707 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on July 22, 2021.