Jonathon M. Singer - 07 May 2021 Form 4 Insider Report for SURGALIGN HOLDINGS, INC.

Role
CFO/COO
Signature
By Jessica Rumschlag as attorney in fact
Issuer symbol
N/A
Transactions as of
07 May 2021
Net transactions value
$0
Form type
4
Filing time
10 May 2021, 16:59:37 UTC
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRGA Common Stock Award $0 +312,630 +57% $0.000000 861,415 07 May 2021 Direct F1
transaction SRGA Common Stock Award $0 +45,278 +5.3% $0.000000 906,693 07 May 2021 Direct F2
transaction SRGA Common Stock Award $0 +22,827 +2.5% $0.000000 929,520 07 May 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Restricted Stock Units will vest over three years with 1/3 of the shares vesting after year one and remaining 2/3 of the shares vesting prorated quarterly.
F2 Represents a portion of the 2020 short-term incentive plan; vests on May 7, 2022.
F3 Represents recoupment of lost wages during 2020; with 1/2 of the shares vesting after year one and remaining 1/2 of the shares after year two.