Scott E. Garrison - 30 Sep 2025 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
EVP, Chief Development Officer
Signature
/s/ Scott E. Garrison
Issuer symbol
CLSK
Transactions as of
30 Sep 2025
Net transactions value
$0
Form type
4
Filing time
30 Sep 2025, 21:26:28 UTC
Previous filing
09 Sep 2025
Next filing
05 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Garrison Scott Eugene EVP, Chief Development Officer 10624 S. EASTERN AVE., SUITE A-638, HENDERSON /s/ Scott E. Garrison 30 Sep 2025 0002022147

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLSK Common Stock Options Exercise $0 +33,350 +22% $0.000000 186,282 30 Sep 2025 Direct
transaction CLSK Common Stock Tax liability $0 -14,854 -8% $0.000000 171,428 30 Sep 2025 Direct F1
holding CLSK Common Stock 152,932 30 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Units Options Exercise $0 -33,350 -50% $0.000000 33,350 30 Sep 2025 Common Stock 33,350 $0.000000 Direct F4
holding CLSK Employee Stock Options (Right to Buy) 20,139 30 Sep 2025 Common Stock 20,139 $6.00 Direct F2
holding CLSK Employee Stock Options (Right to Buy) 45,000 30 Sep 2025 Common Stock 45,000 $15.69 Direct F3
holding CLSK Restricted Stock Units 66,700 30 Sep 2025 Common Stock 66,700 $0.000000 Direct F4
holding CLSK Restricted Stock Units 24,090 30 Sep 2025 Common Stock 24,090 $0.000000 Direct F5
holding CLSK Restricted Stock Units 396,476 30 Sep 2025 Common Stock 396,476 $0.000000 Direct F6
holding CLSK Restricted Stock Units 270,750 30 Sep 2025 Common Stock 270,750 $0.000000 Direct F7
holding CLSK Restricted Stock Units 361,000 30 Sep 2025 Common Stock 361,000 $0.000000 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.
F2 These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
F3 These Options were granted on May 14, 2021 and vested in equal monthly installments over 36 months.
F4 These RSUs vested 50% on September 30, 2025, and the remaining 50% will vest on September 30, 2026.
F5 These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
F6 These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F7 These RSUs vested 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.