Stephen Seay - 01 Jul 2001 Form 4 Insider Report for EMAGIN CORP

Role
Director
Signature
/s/ Mark A. Koch, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Jul 2001
Net transactions value
+$111,157
Form type
4
Filing time
06 Jul 2021, 20:13:53 UTC
Next filing
10 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Options Exercise $55,578 +25,971 +67% $2.14 64,490 01 Jul 2021 Direct F2
transaction EMAN Common Stock Tax liability $55,579 +15,971 +49% $3.48* 48,519 01 Jul 2001 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMAN Stock Option (Right to Buy) Award $0 +35,000 $0.000000 35,000 01 Jul 2021 Common Stock 35,000 $3.48 Direct F1
transaction EMAN Non-Qualified Stock Option (right to buy) Options Exercise $0 -25,971 -100% $0.000000* 0 01 Jul 2021 Common Stock 25,971 $2.14 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 17,500 shares of such options vested as of July 1, 2021 and 17,500 shares shall vest on July 1, 2022 or by the next Annual Meeting, whichever is sooner.
F2 Represents the exercise of options granted on 7/1/14 and expiring on 7/1/21
F3 Reflects 15,971 shares traded by the issuer at the market price of $3.38 to fund the cashless exercise of 25,971 options at an exercise price of $2.14 per share.
F4 All shares underlying this option have vested