Michael Robert Katz - 01 Jul 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Financial Officer
Signature
/s/ Julie Watson, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
01 Jul 2025
Net transactions value
-$55,470
Form type
4
Filing time
03 Jul 2025, 13:24:21 UTC
Previous filing
20 Feb 2025
Next filing
29 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Katz Michael Robert Executive Vice President, Chief Financial Officer 200 PARK AVENUE, NEW YORK /s/ Julie Watson, Attorney-in-Fact 03 Jul 2025 0001853487

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1,679 +4.5% $0.000000 39,259 01 Jul 2025 Direct F1
transaction VOYA Common Stock Tax liability $55,470 -765 -1.9% $72.51 38,494 01 Jul 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1,679 -7.4% $0.000000 20,998 01 Jul 2025 Common Stock 1,679 Direct F2
holding VOYA Performance Stock Unit 46,170 01 Jul 2025 Common Stock 46,170 Direct F3
holding VOYA Deferred Savings Plan Issuer Stock Units 848 01 Jul 2025 Common Stock 848 Direct F4
holding VOYA Performance-Based Stock Options 56,187 01 Jul 2025 Common Stock 56,187 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
F4 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
F5 The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Financial Officer